Dealing with Performance Problems

Leaders can help their employees improve their performance by using a progressive discipline system.

To help an employee with a performance problem, you should:

• get to the heart of the problem
• respond to the problem by preparing an action plan
• use discipline to deal with the problem.

Get to the heart of the problem
When there is a problem with an employee's performance, you should get to the heart of the problem before you attempt to correct it. This is important because the cause of a performance problem is not always apparent.

To correct the problem, you need to address the cause. To determine what is causing a performance problem, you should ask the following questions:

• Does the employee understand the goals and standards of the job?
• Does the employee get timely feedback on his or her performance?
• Did the employee get adequate training for the job?
• Does the employee demonstrate competency in other tasks?
• Is the employee capable of doing the work?
• Does the employee have the resources to do a good job?

Respond to the problem by preparing an action plan
Once you have determined the cause of a performance problem, you should meet with the employee involved to discuss possible solutions.

When you do this, don't get personally involved in the problem or apologize for having to deal with it. You want to help the employee succeed. Find out what the employee would like to see as an outcome. Then set up a plan of action.

Begin with the assumption that any corrective action you take should first and foremost help improve an employee's performance.

The following gives more about preparing an action plan:

• Make sure that employees with performance problems have a clear understanding of their jobs.
• Present clear information about how the job should be done, clarify each step, and emphasize the major responsibilities.
• Provide training if necessary.
• Make your employees responsible for the outcome of this process. Ask them to check back with you frequently.
• Encourage your employees.

Use discipline to deal with the problem
When it becomes necessary to take disciplinary measures, you should use a four-step procedure. Because these steps sometimes lead to termination, you should ensure that you have all of the facts and use the same procedure for all employees.
It's also important that you do not allow your judgment to be clouded by prior, unrelated problems. There is more information on the steps below:

• In step one, verbally remind the employee about the problem, and state that the problem is now in the formal disciplinary stage.
• Go to step two if the problem continues. Give the employee formal written notification of the continuing problem.
• If these steps fail, move to step three, in which the employee is given one day of paid leave to decide whether to stay and improve or leave. This demonstrates the organization's desire to give the employee control over whether to stay or leave.
• Step four is termination. Having documented all the previous steps in the employee's file, set a specific time for an interview. Inform the employee of your decision. Keep the meeting simple and short. The employee had every opportunity to improve. There is no need for further discussion.

By following well-thought-out steps in correcting performance problems, a leader can keep employees motivated and effective. Do you have procedures in place that make discipline a progressive measure?

Identifying Performance Standards

Performance standards are target measurements for achieving quality in work. The guidelines for setting performance standards follow these three perspectives:

1. establishing criteria for quality-performance standards
2. clarifying quality-performance standard
3. providing positive reinforcement and recognition for quality-performance standards

Establishing criteria for quality-performance standards
Before you set performance standards, it's important to establish your criteria. You should consider quality, quantity, time, and customer requirements as criteria for establishing performance standards.

Clarifying quality-performance standard
You should clarify your performance standards once you have established your criteria for setting them. It's important to involve your employees in this process. The following provide more information on how to do this:

• Once you establish your criteria for setting performance standards, you should describe your criteria to your employees. You should work with your employees to prioritize the tasks according to the customer requirements, and the time, quantity and level of quality needed.
• You should meet with your employees to record all the tasks and standards that are required to meet your criteria. To make your standards meaningful, they should be measurable.
• You should develop a tracking system and hold regular one-on-one discussions with your employees about work in progress. Don't wait until you have problems to establish a tracking system.

Providing positive reinforcement and recognition for quality-performance standards
After you establish your criteria and clarify your performance standards, it's important to encourage your employees to follow them. You should:

• provide positive reinforcement for following standards
• recognize those who adhere to the standards.

Performance standards are target measurements for achieving quality in work. You can use them to help your organization.

Identifying Performance Problems

In most organizations, it's essential that employees maintain certain performance standards in order for the department to meet its quotas.

When quotas are not met, you must determine why. What are the reasons for poor performance that you must understand?

There are a number of reasons for poor performance. You'll approach these reasons from three different perspectives:

• the reasons for performance problems
• the elements of performance
• the attitude behind performance.

The reasons for performance problems
Most performance difficulties arise for four different reasons. These reasons are explained below:

• Employees' lack of knowledge prevents them from knowing what to do.
• Employees lack the aptitude to do what is required of them and therefore are not capable of completing tasks.
• Excessive interferences from processes, people, or technology can create a situation where employees are not allowed to do what is required of them.
• Finally, some performance problems are caused by employees refusing to do what's required of them. When there are no safety issues involved, this is usually a result of attitude problems.

The elements of performance
When you discover performance problems, what are you actually measuring these results against? There are seven elements of performance that help you target employees' achievements. These elements of performance are:

1. Goals: What do they need to achieve?
2. Standards: How are their achievements quantified?
3. Feedback: Do they have the guidance they need?
4. Competence: Have we properly trained them?
5. Opportunity: Do they have chances for advancement?
6. Means: Do they have the tools to do their job?
7. Motive: Do they have good reasons to want to do this?

A useful tool for analyzing performance is to chart the reasons for performance problems against the elements of performance. This can help you figure out how to specifically address each performance problem.

The attitude behind performance
Attitudes are often part of vicious cycles in which an attitude provides a mental excuse to behave in a certain way. Quite often, this behavior creates a result that reinforces the original attitude.

Attitudes are not always easy to change because they can come from so many different sources. Some are brought to work by employees, and some are formed as a result of things that happen in the work setting. The following provide more about the source of attitudes:

• personal background
• self-esteem
• prior experience
• unclear goals
• poor feedback
• lack of recognition
• nature of the work
• inadequate compensation.

Consider the principal causes for performance problems for addressing the problem areas in your workplace.

Understanding Communication Strategies

Many employees are expected to argue for themselves in order to promote the organization's interests through their own department.

But how do you monitor the strategies these people use to argue for their interests?

You can encourage people to use communicative strategies to resolve conflicts. You can also stress the importance of avoiding contentious strategies that result in division. To do this, considers these points:

• rules for open communications
• conflict-resolution methods
• avoiding contentious strategies.

Rules for open communications
When you hire someone for your department, or when meetings start to get out of hand, you could bring up a series of basic rules for open communication. These are communicative strategies. The following provide more about the elements of open communication:

• I statements: When discussing your feelings about an emotional situation, use statements such as, "I feel this way when this happens." It's non-accusatory and expresses what you feel.
• willingness: People on both sides of a disagreement need to indicate their willingness to resolve their differences.
• listening: Everyone needs to hear the speaker and acknowledge through verbal and nonverbal means that he or she is listening.
• restating: When it's your turn to speak in reply to what someone else has said, restate what you believe you heard him say. This helps eliminate misunderstandings.
• agreements: It's also important to point out what interests you have in common with those you disagree with. This sets an optimistic tone for possible agreements.
• requests: It's divisive to ask someone to stop doing something you don't like; however, it's OK to request a change of behavior, especially if you suggest alternatives.
• consistency: Be consistent with your verbal and nonverbal message.
• word choice: Be careful with the words you use when describing negative feelings. Try to choose noninflammatory language and tone down your emotions.

Conflict-resolution methods
There are other strategies you can use, but these strategies should be used as a last-resort tactic, when nothing else has worked. These strategies lie somewhere in between communicative and contentious.

The following provide more about these strategies:

• Giving in is an acceptable strategy when you won't suffer long-term harm. It can be an effective bargaining chip that lets you move on to a more important point.
• When it appears that a conflict is about to escalate, it's OK to break off or even give up on trying to resolve it.
• Avoiding a problem can be OK if time will take care of it. This is a difficult decision to make.
• In emergencies, when quick and decisive actions must be taken, when you must implement an unpopular decision, or when someone is playing games with you, it is OK to be abrupt.

Avoiding contentious strategies
It is very important to point out to the people in your group what you consider to be contentious strategies. The following provide more about these inappropriate tactics:

• Sometimes, when people try to become your new best friend, and flatter and compliment you, they may be trying to get you to make a decision against your interests.
• Inducing guilt is an inappropriate way to get someone to change her mind.
• Gamesmanship is the use of maneuvers that further your own position over others.
• Another contentious tactic is the use of threats.
• Side issue remarks are derogatory comments directed at your opponent.

To resolve a conflict with an employee, it's important to use appropriate communicative strategies and avoid contention. You should show willingness and consistency in resolving a conflict, use I statements and proper word choice, listen to and restate a message, find common ground and request a change of behavior.

If these strategies do not work, you should then use an appropriate last-resort strategy.

Understanding Cooperative Resolution

Conflict occurs in every organization.

Organizations that successfully manage conflict can do so by resolving it cooperatively.

There are two means that effective leaders use to reach cooperative conflict resolution. They:

• set preconditions to a cooperative resolution
• follow the steps to a cooperative resolution.

Set preconditions to a cooperative resolution
Whenever there is a conflict between your employees, it's important to set the preconditions for cooperative resolution before any attempt is made to resolve the conflict.

This will help both parties in a conflict to separate the problem from the people involved, and work together for a mutually beneficial solution. Begin by meeting separately with each side and establishing the following preconditions for cooperative resolution.

Make certain that both parties understand that they can meet their own interests by helping others meet theirs.

Encourage both parties to come up with an alternate plan. It's important that neither side enter negotiations with a rigid mindset.

Make sure that both parties separate the people involved in the dispute from the dispute itself. Work-related problems that become personal disputes are more difficult to resolve.

Follow the steps to a cooperative resolution
Once the preconditions for a cooperative resolution are set, a leader should get the parties in a conflict to sit down together and follow the steps for a cooperative resolution. These are the four steps that a leader should follow:

1. Conflicts often arise over simple misunderstandings. Taking time to eliminate all misunderstandings between parties in a conflict can make it much easier to reach a cooperative resolution.
2. The second step is identifying and analyzing all issues and interests. This is an important step because it is easy to overlook issues in a conflict, yet difficult to find solutions if all issues are not identified.
3. In the third step of the cooperative resolution process, leaders should help employees find integrative solutions. This type of solution allows both parties to win. As you negotiate for a mutually beneficial solution, you should make sure that neither party dominates and that both remain flexible.
4. If unable to find a successful integrative solution, a leader should proceed to the fourth step. This involves revisiting each of the steps in an attempt to find a solution. If still unsuccessful, the leader makes the final decision.

To resolve conflicts between employees, it is important to follow the steps for reaching a cooperative resolution. To do this, you should eliminate misunderstandings, analyze the issues and interests of both sides, and find solutions that benefit both parties.

If a cooperative resolution is not found after following these steps, you should revisit the previous steps. If a solution is still not reached after revisiting all the steps, you will have to make the decision yourself.

By applying a variety of methods, you can resolve the conflicts between your employees cooperatively. How could these skills contribute to your own leadership abilities and to the success of your organization?

Understanding Conflict

Conflicts among employees occur in every organization.

As an effective leader you need to know how to deal with conflict.

Understanding conflict means examining:

• the concept of conflict
• constructive conflict
• the escalation of conflict
• the psychological changes that accompany conflict
• the two primary reasons for conflict.

Constructive conflict
While we all know conflict when we feel it, most of us don't work with it well because we don't understand its dynamics. What are the inner workings of conflict?

Conflict is an everyday, naturally occurring fact of life. Without it, there is no progress, evolution, or art. Don't fear it; learn how to face it and work with it. It occurs when you believe that in order to get what you want, someone else won't be able to get what he or she wants.

The concept of conflict
The resolution of a problem can show the three ways conflict can be constructive. These are:

• when it leads to unity of purpose and collaboration
• when it leads to better decision making
• when it produces change.

The escalation of conflict
Many conflicts, however, turn destructive because they escalate out of control. Consider the following reasons that conflict escalates:

• Cooperation turns into accusations and threats.
• One issue becomes many.
• A specific issue gives way to general complaints.
• Consideration turns to getting even.
• More people begin to get involved.

The psychological changes that accompany conflict
There are a number of psychological changes that happen to people when they get involved in conflicts. These are explained in detail below:

• When you are in conflict, you develop selective perception, only seeing your own side of the story. You begin to look for evidence to prove you're right.
• Conflict can also cause you to create a self-fulfilling prophecy, where you create a worst-case scenario, and then get what you expect by acting as if it's going to happen.
• When conflict is played out, a complete communication breakdown occurs. Trust is rarely reestablished, and any polite conversation that follows is filled with tension and bitterness.

The two primary reasons for conflict
There are two primary reasons for conflict. One primary reason for conflict is that two people have different interests; they want different things. Another primary reason for conflict is two people have the same interests, which are in conflict; they believe only one of them can have what they want.

Exploring conflict resolution within your organization can improve the atmosphere in the workplace and lead to greater creativity and collaboration.